SEC Form 5 · accession 0001437749-17-002489
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D Drust
Officer — SVP/RETAIL BANKING OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Dec 15, 2016 | J | 1 | $6.05 | A | 2,701 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 0 | $4.98 | A | 2,701 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 0 | $5.84 | A | 2,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Drust is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes 1.270 shares acquired pursuant to the DRP; 2,433 shares of time-based restricted common stock solely owned by Mr. Drust; and 267 shares held solely by Mr. Drust.