SEC Form 5 · accession 0001437749-17-002485
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa L Kinney
Officer — SVP/RETAIL LENDING OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 16 | $5.929 | A | 9,492 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 1 | $6.05 | A | 9,476 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 13 | $4.8804 | A | 9,475 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 1 | $4.98 | A | 9,462 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 11 | $5.7232 | A | 9,461 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 1 | $5.84 | A | 9,451 | D | |
| COMMON STOCKF2 | holding | — | — | — | 169 | I | See Footnote 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Kinney is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of her participation in the DRP in 2016.
- F2This amount includes shares held by Ms. Kinney's adult child who lives with Ms. Kinney.
- F3This amount includes 41.7231 shares acquired pursuant to the DRP; 6,166 shares of time-based restricted common stock solely owned by Ms. Kinney; and 3,284 shares held solely by Ms. Kinney.