SEC Form 5 · accession 0001437749-17-002484
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 27 | $5.929 | A | 20,091 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 1 | $6.05 | A | 20,065 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 22 | $4.8804 | A | 20,063 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 1 | $4.98 | A | 20,041 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 18 | $5.7232 | A | 20,040 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 1 | $5.84 | A | 20,022 | D | |
| COMMONSTOCKF2 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Mahlstedt is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan. These transactions are the result of his participation in the DRP in 2016.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3This amount includes 70.361 shares acquired pursuant to the DRP; 13,133 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; and 6,888 shares held solely by Mr. Mahlstedt.