SEC Form 5 · accession 0001437749-17-002483
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard A Champi
Officer — PRESIDENT & CEO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | Dec 15, 2016 | J | 43 | $5.929 | A | 33,219 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 10 | $6.05 | A | 33,176 | D | |
| COMMON STOCK | Dec 15, 2016 | J | 15 | $6.05 | A | 33,166 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 34 | $4.8804 | A | 33,152 | D | |
| COMMON STOCK | Sep 15, 2016 | J | 8 | $4.98 | A | 33,117 | D | |
| COMMO STOCK | Sep 15, 2016 | J | 12 | $4.98 | A | 33,110 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 29 | $5.7232 | A | 33,098 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 7 | $5.84 | A | 33,069 | D | |
| COMMON STOCK | Jun 15, 2016 | J | 10 | $5.84 | A | 33,062 | D | |
| COMMON STOCKF2 | Dec 15, 2016 | J | 9 | $6.05 | A | 1,758 | I | By self as custodian for children |
| COMMON STOCK | Sep 15, 2016 | J | 7 | $4.98 | A | 1,749 | I | By self as custodian for children |
| COMMON STOCK | Jun 15, 2016 | J | 6 | $5.84 | A | 1,742 | I | By self as custodian for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Champi is a participant in FNCB Bancorp, Inc.'s Dividend Reinvestment and Stock Purchase Plan ("DRP"). These transactions are the result of his participation in the DRP in 2016.
- F2This amount includes 22.05 DRP shares acquired by Mr. Champi as custodian for five (5) children.
- F3This amount includes 130.380 shares acquired individually and 36.300 DRP shares acquired jointly with spouse pursuant to the DRP; 19,933 shares of time-based restricted common stock solely owned by Mr. Champi; and 10,261.910 shares held solely by Mr. Champi; and 2,857.122 shares held jointly with Mr. Champi's spouse.