SEC Form 4 · accession 0001437749-16-042332
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis A Denaples
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Nov 15, 2016 | P | 8,925 | $4.75 | A | 1,640,417 | D | |
| COMMON STOCKF2 | holding | — | — | — | 14,963 | I | By Spouse | |
| COMMON STOCKF3 | holding | — | — | — | 2,439 | I | By DeNaples Equipment Co. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DeNaples acquired 12,261.282 shares through FNCB's Dividend Reinvestment and Stock Purchase Plan since June 2016. Mr. DeNaples and his spouse acquired 37.509 shares through FNCB's Dividend Reinvestment and Stock Purchase Plan since June 2016. On June 2, 2016, it was erroneously reported that Mr. DeNaples acquired 5,700 shares when he actually acquired 5,200 shares. Therefore, Mr. DeNaples holds 1,635,448.632 shares individually and 4,968.509 shares jointly with his spouse.
- F2Mr. DeNaples' spouse acquired 106.615 shares through FNCB's Dividend Reinvestment and Stock Purchase Plan since June 2016. Therefore, Mr. DeNaples' spouse holds 14,962.519 shares individually.
- F3Comprises 2,439 shares held by a business in which Mr. DeNaples is a 33.33% owner with his brother, Dominick DeNaples.