SEC Form 4 · accession 0001437749-16-026739
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — CHIEF LENDING OFFICER
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 1, 2016 | A | 6,000 | $0.00 | A | 20,021 | D | |
| COMMON STOCKF3 | holding | — | — | — | 800 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The time-based restricted common stock vests in three(3) equal annual installments which begin 5/15/17, 5/15/18, and 5/15/19.
- F2This amount includes 16,133 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; 3,888 shares held solely by Mr. Mahlstedt.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.