SEC Form 4 · accession 0001144204-15-014055
FNCB Bancorp, Inc. · FNCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C. Mahlstedt
Officer — Chief Lending Officer
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2015 | A | 9,000 | $0.00 | A | 13,971 | D | |
| Common StockF3 | holding | — | — | — | 600 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The time-based restricted common stock vests in three (3) equal annual installments which begin 5/15/16, 5/15/27, & 5/15/18.
- F2This amount includes 11,266 shares of time-based restricted common stock solely owned by Mr. Mahlstedt; 2,705 shares held solely by Mr. Mahlstedt.
- F3The reporting person disclaims beneficial ownership of these securities, & this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.