SEC Form 4 · accession 0001231376-18-000003
CALLIDUS SOFTWARE INC · CALD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roxanne Oulman
Officer — EVP, Chief Financial Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 21, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | J | 307 | $17.17 | A | 124,731 | D | |
| Common StockF2 | Feb 15, 2018 | A | 61,111 | $0.00 | A | 185,842 | D | |
| Common StockF3 | Feb 20, 2018 | F | 4,394 | $35.75 | D | 181,448 | D | |
| Common Stock | holding | — | — | — | 31,087 | I | by Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities acquired in exempt purchase under the Issuer's Section 423 Employee Stock Purchase Plan.
- F2The shares indicated are issued as RSUs which vest one-third on the first anniversary of the award date and quarterly over two years thereafter.
- F3Represents the number of shares sold by the Issuer to cover the Reporting Person's tax liability in connection with the vesting of common stock under one or more restricted stock units awards previously awarded.