SEC Form 4 · accession 0001231376-17-000009
CALLIDUS SOFTWARE INC · CALD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roxanne Oulman
Officer — EVP, Chief Financial Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | A | 25,547 | $0.00 | A | 199,894 | D | |
| Common StockF2 | Feb 16, 2017 | F | 5,750 | $20.20 | D | 194,144 | D | |
| Common StockF3 | Feb 14, 2017 | S | 6,000 | $20.66 | D | 11,781 | I | by Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares indicated are issued as RSUs which vest one-third on the first anniversary of the award date and quarterly over two years thereafter.
- F2Represents the number of shares withheld by the Issuer to cover the Reporting Person's tax liability in connection with the vesting of common stock under one or more restricted stock units awards previously awarded.
- F3This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $20.65 to $20.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.