SEC Form 4/A · accession 0001231376-17-000002
CALLIDUS SOFTWARE INC · CALD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin Klausmeyer
Director
Period of report
Nov 16, 2015
Accepted (ET)
Feb 2, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | S | 10,000 | $19.50 | D | 24,533 | D | |
| Common Stock | Nov 16, 2015 | M | 10,000 | $4.31 | A | 34,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $4.31 | Nov 16, 2015 | M | 10,000 | D | Apr 29, 2014 | Apr 29, 2023 | Common Stock | 10,000 | 15,000 | D |
Explanation of responses
- F1This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $19.85 to $19.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F2The option vests and becomes 25% exercisable on the first anniversary of the grant date and the remainder vests and becomes exercisable in 36 equal monthly installments over the following three years.