SEC Form 4/A · accession 0001035443-17-000152
ALEXANDRIA REAL ESTATE EQUITIES, INC. · ARE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael A Woronoff
Director
Period of report
Jul 5, 2017
Accepted (ET)
Sep 8, 2017 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035443
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2017 | A | 1,000 | $0.00 | A | 1,000 | D | |
| Common Stock | Sep 8, 2017 | G | 1,000 | $0.00 | D | 0 | D | |
| Common Stock | Sep 8, 2017 | G | 1,000 | $0.00 | A | 1,400 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This amended Form 4 does not report any new transactions involving a change in beneficial ownership, or changes to the amount of securities beneficially owned following the transaction previously reported on July 7, 2017. It is being filed solely to clarify that the shares were issued directly to Mr. Woronoff before the subsequent transfer to his trust, which was inadvertently delayed by administrative processing. There was no change of beneficial ownership of the shares as a result of the transfer to the trust.