SEC Form 4 · accession 0001035267-18-000139
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Samath
Officer — VP & Principal Accounting Offi
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 59 | $238.9133 | A | 138 | D | |
| Common Stock | Dec 3, 2018 | S | 59 | $541.86 | D | 79 | D | |
| Common Stock | Dec 3, 2018 | M | 35 | $230.9967 | A | 114 | D | |
| Common Stock | Dec 3, 2018 | S | 35 | $541.86 | D | 79 | D | |
| Common Stock | Dec 3, 2018 | M | 35 | $178.3867 | A | 114 | D | |
| Common Stock | Dec 3, 2018 | S | 35 | $541.86 | D | 79 | D | |
| Common Stock | Dec 3, 2018 | M | 49 | $177.6833 | A | 128 | D | |
| Common Stock | Dec 3, 2018 | S | 49 | $541.86 | D | 79 | D | |
| Common Stock | Dec 3, 2018 | M | 49 | $171.3333 | A | 128 | D | |
| Common Stock | Dec 3, 2018 | S | 49 | $541.86 | D | 79 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $171.3333 | Dec 3, 2018 | M | 49 | D | — | Feb 17, 2025 | Common Stock | 49 | 148 | D |
| Non-Qualified Stock Option (right to buy)F3 | $177.6833 | Dec 3, 2018 | M | 49 | D | — | Aug 17, 2025 | Common Stock | 49 | 149 | D |
| Non-Qualified Stock Option (right to buy)F2 | $178.3867 | Dec 3, 2018 | M | 35 | D | — | Feb 16, 2026 | Common Stock | 35 | 527 | D |
| Non-Qualified Stock Option (right to buy)F3 | $230.9967 | Dec 3, 2018 | M | 35 | D | — | Aug 15, 2026 | Common Stock | 35 | 528 | D |
| Non-Qualified Stock Option (right to buy)F2 | $238.9133 | Dec 3, 2018 | M | 59 | D | — | Feb 15, 2027 | Common Stock | 59 | 1,604 | D |
Explanation of responses
- F1These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
- F3Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.