SEC Form 4 · accession 0001035267-18-000137
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall Mohr
Officer — Executive VP & CFO
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | M | 7,500 | $113.73 | A | 17,321 | D | |
| Common Stock | Oct 31, 2018 | S | 7,500 | $525.00 | D | 9,821 | D | |
| Common Stock | holding | — | — | — | 726 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $113.73 | Oct 31, 2018 | M | 7,500 | D | — | Feb 15, 2021 | Common Stock | 7,500 | 40,500 | D |
Explanation of responses
- F1The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.
- F2Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.