SEC Form 4 · accession 0001035267-18-000120
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonnie M Smith
Director
Period of report
Aug 22, 2018
Accepted (ET)
Sep 6, 2018 · 11:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2018 | G | 10,000 | $0.00 | D | 388,555 | D | |
| Common Stock | Aug 22, 2018 | G | 20,000 | $0.00 | D | 368,555 | D | |
| Common Stock | Aug 30, 2018 | G | 10,620 | $0.00 | A | 379,175 | D | |
| Common Stock | Aug 30, 2018 | G | 10,620 | $0.00 | D | 286,865 | I | by Trust |
| Common Stock | Aug 30, 2018 | G | 19,857 | $0.00 | D | 267,008 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to the Smith Family Foundation.
- F2Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Fidelity Investments Charitable Gift Fund.
- F3These shares were transferred from an indirect holding, Lonnie M. Smith Equalization GRAT II U/A 08/16/2016, The Trust Company of Oxford, Trustee to Lonnie Smith & Cheryl Smith,Community Property.
- F4These shares were distributed from an indirect holding, Lonnie M. Smith Equalization GRAT II U/A 08/16/2016, The Trust Company of Oxford, Trustee to various children and grandchildren of the holder.