SEC Form 4 · accession 0001035267-18-000068
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curet Myriam
Officer — EVP & Chief Medical Officer · Other
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 1,625 | $178.3867 | A | 3,595 | D | |
| Common Stock | May 14, 2018 | S | 1,625 | $471.5601 | D | 1,970 | D | |
| Common Stock | May 14, 2018 | M | 3,327 | $177.6833 | A | 5,297 | D | |
| Common Stock | May 14, 2018 | S | 3,327 | $471.5601 | D | 1,970 | D | |
| Common Stock | May 14, 2018 | M | 1,563 | $153.0467 | A | 3,533 | D | |
| Common Stock | May 14, 2018 | S | 1,563 | $471.5601 | D | 1,970 | D | |
| Common Stock | May 14, 2018 | M | 1,563 | $148.03 | A | 3,533 | D | |
| Common Stock | May 14, 2018 | S | 1,563 | $471.5601 | D | 1,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $148.03 | May 14, 2018 | M | 1,563 | D | — | Feb 18, 2024 | Common Stock | 1,563 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $153.0467 | May 14, 2018 | M | 1,563 | D | — | Aug 15, 2024 | Common Stock | 1,563 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $177.6833 | May 14, 2018 | M | 3,327 | D | — | Aug 17, 2025 | Common Stock | 3,327 | 873 | D |
| Non-Qualified Stock Option (right to buy)F1 | $178.3867 | May 14, 2018 | M | 1,625 | D | — | Feb 16, 2026 | Common Stock | 1,625 | 1,375 | D |
Explanation of responses
- F1Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.