SEC Form 4 · accession 0001035267-18-000006
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Samath
Officer — VP & Principal Accounting Offi
Period of report
Jan 30, 2018
Accepted (ET)
Jan 31, 2018 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | M | 118 | $328.4567 | A | 118 | D | |
| Common Stock | Jan 30, 2018 | S | 118 | $428.00 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 119 | $238.9133 | A | 119 | D | |
| Common Stock | Jan 30, 2018 | S | 119 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 70 | $230.9967 | A | 70 | D | |
| Common Stock | Jan 30, 2018 | S | 70 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 70 | $178.3867 | A | 70 | D | |
| Common Stock | Jan 30, 2018 | S | 70 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 98 | $177.6833 | A | 98 | D | |
| Common Stock | Jan 30, 2018 | S | 98 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 99 | $171.3333 | A | 99 | D | |
| Common Stock | Jan 30, 2018 | S | 99 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 195 | $153.0467 | A | 195 | D | |
| Common Stock | Jan 30, 2018 | S | 195 | $428.6856 | D | 0 | D | |
| Common Stock | Jan 30, 2018 | M | 195 | $148.03 | A | 195 | D | |
| Common Stock | Jan 30, 2018 | S | 195 | $428.6856 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $148.03 | Jan 30, 2018 | M | 195 | D | — | Feb 18, 2024 | Common Stock | 195 | 98 | D |
| Non-Qualified Stock Option (right to buy)F3 | $153.0467 | Jan 30, 2018 | M | 195 | D | — | Aug 15, 2024 | Common Stock | 195 | 99 | D |
| Non-Qualified Stock Option (right to buy)F2 | $171.3333 | Jan 30, 2018 | M | 99 | D | — | Feb 17, 2025 | Common Stock | 99 | 640 | D |
| Non-Qualified Stock Option (right to buy)F3 | $177.6833 | Jan 30, 2018 | M | 98 | D | — | Aug 17, 2025 | Common Stock | 98 | 641 | D |
| Non-Qualified Stock Option (right to buy)F2 | $178.3867 | Jan 30, 2018 | M | 70 | D | — | Feb 16, 2026 | Common Stock | 70 | 879 | D |
| Non-Qualified Stock Option (right to buy)F3 | $230.9967 | Jan 30, 2018 | M | 70 | D | — | Aug 15, 2026 | Common Stock | 70 | 880 | D |
| Non-Qualified Stock Option (right to buy)F2 | $238.9133 | Jan 30, 2018 | M | 119 | D | — | Feb 15, 2027 | Common Stock | 119 | 2,198 | D |
| Non-Qualified Stock Option (right to buy)F3 | $328.4567 | Jan 30, 2018 | M | 118 | D | — | Aug 15, 2027 | Common Stock | 118 | 2,196 | D |
Explanation of responses
- F1The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
- F3Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.