SEC Form 4 · accession 0001035267-17-000090
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Samath
Officer — VP & Principal Accounting Offi
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 130 | $692.99 | A | 130 | D | |
| Common Stock | Jun 5, 2017 | S | 130 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 135 | $535.16 | A | 135 | D | |
| Common Stock | Jun 5, 2017 | S | 135 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 182 | $533.05 | A | 182 | D | |
| Common Stock | Jun 5, 2017 | S | 182 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 165 | $514.00 | A | 165 | D | |
| Common Stock | Jun 5, 2017 | S | 165 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 130 | $459.14 | A | 130 | D | |
| Common Stock | Jun 5, 2017 | S | 130 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 73 | $383.73 | A | 73 | D | |
| Common Stock | Jun 5, 2017 | S | 73 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 1,000 | $490.07 | A | 1,000 | D | |
| Common Stock | Jun 5, 2017 | S | 1,000 | $921.26 | D | 0 | D | |
| Common Stock | Jun 5, 2017 | M | 131 | $444.09 | A | 131 | D | |
| Common Stock | Jun 5, 2017 | S | 131 | $921.26 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $383.73 | Jun 5, 2017 | M | 73 | D | — | Aug 15, 2023 | Common Stock | 73 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $444.09 | Jun 5, 2017 | M | 131 | D | — | Feb 18, 2024 | Common Stock | 131 | 293 | D |
| Non-Qualified Stock Option (right to buy)F2 | $459.14 | Jun 5, 2017 | M | 130 | D | — | Aug 15, 2024 | Common Stock | 130 | 293 | D |
| Non-Qualified Stock Option (right to buy)F3 | $490.07 | Jun 5, 2017 | M | 1,000 | D | — | May 7, 2023 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $514.00 | Jun 5, 2017 | M | 165 | D | — | Feb 17, 2025 | Common Stock | 165 | 345 | D |
| Non-Qualified Stock Option (right to buy)F2 | $533.05 | Jun 5, 2017 | M | 182 | D | — | Aug 17, 2025 | Common Stock | 182 | 344 | D |
| Non-Qualified Stock Option (right to buy)F3 | $535.16 | Jun 5, 2017 | M | 135 | D | — | Feb 16, 2026 | Common Stock | 135 | 387 | D |
| Non-Qualified Stock Option (right to buy)F2 | $692.99 | Jun 5, 2017 | M | 130 | D | — | Aug 15, 2026 | Common Stock | 130 | 386 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
- F3Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.