SEC Form 4 · accession 0001035267-17-000081
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall Mohr
Officer — SVP & CFO
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 4,250 | $334.30 | A | 6,422 | D | |
| Common Stock | Apr 27, 2017 | S | 4,250 | $836.0184 | D | 2,172 | D | |
| Common Stock | Apr 27, 2017 | M | 2,500 | $334.30 | A | 4,672 | D | |
| Common Stock | Apr 27, 2017 | S | 2,500 | $835.76 | D | 2,172 | D | |
| Common Stock | Apr 27, 2017 | M | 2,200 | $303.27 | A | 4,372 | D | |
| Common Stock | Apr 27, 2017 | S | 2,200 | $835.7818 | D | 2,172 | D | |
| Common Stock | holding | — | — | — | 242 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $303.27 | Apr 27, 2017 | M | 2,200 | D | — | Feb 15, 2018 | Common Stock | 2,200 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $334.30 | Apr 27, 2017 | M | 4,250 | D | — | Feb 16, 2020 | Common Stock | 4,250 | 12,250 | D |
| Non-Qualified Stock Option (right to buy)F2 | $334.30 | Apr 27, 2017 | M | 2,500 | D | — | Feb 16, 2020 | Common Stock | 2,500 | 9,750 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.
- F2Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.