SEC Form 4 · accession 0001035267-17-000052
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Levy
Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 313 | $371.32 | A | 2,526 | D | |
| Common Stock | Mar 15, 2017 | S | 313 | $750.00 | D | 2,213 | D | |
| Common Stock | Mar 15, 2017 | M | 688 | $357.19 | A | 2,901 | D | |
| Common Stock | Mar 15, 2017 | S | 688 | $750.00 | D | 2,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $357.19 | Mar 15, 2017 | M | 688 | D | — | Apr 21, 2021 | Common Stock | 688 | 2,062 | D |
| Non-Qualified Stock Option (right to buy)F2 | $371.32 | Mar 15, 2017 | M | 313 | D | — | Apr 24, 2024 | Common Stock | 313 | 937 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 29, 2016.
- F2Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.