SEC Form 4 · accession 0001035267-17-000050
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Samath
Officer — VP & Prin. Acc Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 358 | $459.14 | A | 896 | D | |
| Common Stock | Mar 15, 2017 | S | 358 | $750.00 | D | 538 | D | |
| Common Stock | Mar 15, 2017 | M | 802 | $383.73 | A | 1,340 | D | |
| Common Stock | Mar 15, 2017 | S | 802 | $750.00 | D | 538 | D | |
| Common Stock | Mar 15, 2017 | M | 2,750 | $490.07 | A | 3,288 | D | |
| Common Stock | Mar 15, 2017 | S | 2,750 | $750.00 | D | 538 | D | |
| Common Stock | Mar 15, 2017 | M | 358 | $444.09 | A | 896 | D | |
| Common Stock | Mar 15, 2017 | S | 358 | $750.00 | D | 538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $383.73 | Mar 15, 2017 | M | 802 | D | — | Aug 15, 2023 | Common Stock | 802 | 73 | D |
| Non-Qualified Stock Option (right to buy)F3 | $444.09 | Mar 15, 2017 | M | 358 | D | — | Feb 18, 2024 | Common Stock | 358 | 424 | D |
| Non-Qualified Stock Option (right to buy)F2 | $459.14 | Mar 15, 2017 | M | 358 | D | — | Aug 15, 2024 | Common Stock | 358 | 423 | D |
| Non-Qualified Stock Option (right to buy)F3 | $490.07 | Mar 15, 2017 | M | 2,750 | D | — | May 7, 2023 | Common Stock | 2,750 | 1,000 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
- F3Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.