SEC Form 4 · accession 0001035267-17-000016
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin Morales
Officer — GM & SVP Secondary Mkt Equip &
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 3,000 | $505.23 | A | 3,124 | D | |
| Common Stock | Feb 1, 2017 | S | 3,000 | $695.00 | D | 124 | D | |
| Common Stock | Feb 1, 2017 | M | 2,297 | $341.19 | A | 2,421 | D | |
| Common Stock | Feb 1, 2017 | S | 2,297 | $695.00 | D | 124 | D | |
| Common Stock | Feb 1, 2017 | M | 500 | $334.30 | A | 624 | D | |
| Common Stock | Feb 1, 2017 | S | 500 | $695.00 | D | 124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $334.30 | Feb 1, 2017 | M | 500 | D | — | Feb 16, 2020 | Common Stock | 500 | 2,012 | D |
| Non-Qualified Stock Option (right to buy)F1 | $341.19 | Feb 1, 2017 | M | 2,297 | D | — | Feb 15, 2021 | Common Stock | 2,297 | 2,203 | D |
| Non-Qualified Stock Option (right to buy)F1 | $505.23 | Feb 1, 2017 | M | 3,000 | D | — | Feb 15, 2022 | Common Stock | 3,000 | 3,500 | D |
Explanation of responses
- F1Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.