SEC Form 4 · accession 0001035267-16-000243
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lonnie M Smith
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 10, 2016 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2016 | G | 600 | $0.00 | D | 235,099 | D | |
| Common Stock | Nov 2, 2016 | G | 1,000 | $0.00 | D | 234,099 | D | |
| Common Stock | Nov 2, 2016 | G | 1,000 | $0.00 | A | 235,099 | D | |
| Common Stock | Nov 2, 2016 | G | 1,526 | $0.00 | A | 236,625 | D | |
| Common Stock | Nov 2, 2016 | G | 735 | $0.00 | D | 235,890 | D | |
| Common Stock | Nov 2, 2016 | G | 1,526 | $0.00 | D | 87,300 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints.
- F2These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.
- F3Shares were distributed by the Lonnie M. Smith Heartflow II GRAT, dated 10/9/14, to Lonnie Smith & Cheryl Smith, Community Property.
- F4The shares were gifted to the filer's grandchildren: Brooks Eggleston - 40 shares; Cade Keyser - 40 shares; Weston Smith - 45 shares; Elizabeth Howell - 45 shares; Parker Eggleston - 45 shares; Madeleine Eggleston - 45 shares; Mathew Dayley - 45 shares; Caroline Dayley - 45 shares; Bria Smith - 45 shares; Anna Howell - 50 shares; Greyson Smith - 290 shares.