SEC Form 4/A · accession 0001035267-16-000184
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig H Barratt
Director · Other
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2016 | M | 460 | $0.00 | A | 1,814 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $641.91 | Apr 21, 2016 | A | 327 | A | — | Apr 21, 2026 | Common Stock | 327 | 327 | D |
| Restricted Stock UnitsF3 | $0.00 | Apr 21, 2016 | M | 460 | D | — | Apr 23, 2019 | Common Stock | 460 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Apr 21, 2016 | A | 327 | A | — | Apr 21, 2020 | Common Stock | 327 | 327 | D |
Explanation of responses
- F1As approved by the Issuers Board of Directors on January 28, 2016, these RSUs vested on April 21, 2016, the date of the Issuer?s annual stockholders meeting, which fell two days earlier than the first anniversary of the date of grant.
- F2Options will vest 100% on the earlier of the first anniversary of the date of grant or the date of the next annual stockholders meeting.
- F3The RSUs fully vest on the earlier of the first anniversary of the date of grant or the date of the next annual stockholders meeting.