SEC Form 4 · accession 0001035267-16-000162
INTUITIVE SURGICAL INC · ISRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Samath
Officer — VP & Principal Accounting Offi
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 781 | $459.14 | A | 1,370 | D | |
| Common Stock | Mar 11, 2016 | S | 781 | $575.7709 | D | 589 | D | |
| Common Stock | Mar 11, 2016 | M | 2,625 | $383.73 | A | 3,214 | D | |
| Common Stock | Mar 11, 2016 | S | 2,625 | $575.7709 | D | 589 | D | |
| Common Stock | Mar 11, 2016 | M | 3,250 | $490.07 | A | 3,839 | D | |
| Common Stock | Mar 11, 2016 | S | 3,250 | $575.7709 | D | 589 | D | |
| Common Stock | Mar 11, 2016 | M | 781 | $444.09 | A | 1,370 | D | |
| Common Stock | Mar 11, 2016 | S | 781 | $575.7709 | D | 589 | D | |
| Common Stock | Mar 11, 2016 | S | 478 | $578.0105 | D | 111 | D | |
| Common Stock | Mar 11, 2016 | S | 111 | $579.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $383.73 | Mar 11, 2016 | M | 2,625 | D | — | Aug 15, 2023 | Common Stock | 2,625 | 875 | D |
| Non-Qualified Stock Option (right to buy)F2 | $444.09 | Mar 11, 2016 | M | 781 | D | — | Feb 18, 2024 | Common Stock | 781 | 782 | D |
| Non-Qualified Stock Option (right to buy)F1 | $459.14 | Mar 11, 2016 | M | 781 | D | — | Aug 15, 2024 | Common Stock | 781 | 781 | D |
| Non-Qualified Stock Option (right to buy)F2 | $490.07 | Mar 11, 2016 | M | 3,250 | D | — | May 7, 2023 | Common Stock | 3,250 | 3,750 | D |
Explanation of responses
- F1Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
- F2Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.