SEC Form 4 · accession 0001241855-15-000033
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Nelson
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 24,803 | $24.53 | A | 110,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $24.53 | Mar 5, 2015 | M | 111,920 | D | Jan 4, 2010 | Jan 4, 2016 | Common Stock | 24,803 | 0 | D |
Remarks
Exercise of SARs pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.