SEC Form 4 · accession 0001222882-15-000001
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin A Kropelnicki
Officer — President & CEO
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 1,658 | $24.86 | A | 62,374 | D | |
| Common StockF1 | Mar 16, 2015 | F | 922 | $24.86 | D | 61,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $24.86 | Mar 16, 2015 | M | 9,000 | D | Jan 4, 2010 | Jan 4, 2016 | Common Stock | 1,658 | 18,500 | D |
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the exercise of the Stock Appreciation Rights - option numbers 13 and 83.