SEC Form 4 · accession 0001214659-19-001994
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Smegal III
Officer — VP, CFO & Treasurer
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common StockF1 | Mar 5, 2019 | A | 1,457 | $52.83 | A | 39,443 | D | |
| Common StockF2 | Mar 6, 2019 | F | 307 | $52.05 | D | 39,136 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted 3/5/2019 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with one-third on March 5, 2020, with the remaining 2/3 vesting quarterly over the succeeding 24 months.
- F2Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock (RSA) Award #444.