SEC Form 4 · accession 0001214659-19-001063
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Nelson
Director
Period of report
Aug 1, 2018
Accepted (ET)
Feb 12, 2019 · 8:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | S | 199 | $40.20 | D | 42,778 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
In receiving his first required minimum distribution from his California Water Service Company 401(k) account, Mr. Nelson was not aware that on August 1, 2018, 198.8127 shares of California Water Service Group (CWT) common stock were liquidated as part of a weighted allocation of CWT common stock and other non-CWT securities liquidated to raise cash for the distribution. Upon discovery of the transaction, Mr. Nelson is reporting the sale on this Form 4 filing.