SEC Form 4 · accession 0001214659-17-001628
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P Magnuson
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | A | 2,060 | $36.75 | A | 67,706 | D | |
| Common StockF1 | Feb 28, 2017 | J | 1,807 | — | A | 69,513 | I | By Mother |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has investment power over these securities, which are held in an account for the reporting person's mother.
Remarks
Restricted stock granted 2/28/2017 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-year cliff vesting term, vesting 100% on the first anniversary of the grant date.