SEC Form 4 · accession 0001214659-16-010131
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Rossi
Officer — VP, Continuous Improvement
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | F | 352 | $26.15 | D | 31,504 | D | |
| Common StockF2 | Mar 4, 2016 | F | 26 | $26.25 | D | 31,478 | D | |
| Common StockF3 | Mar 5, 2016 | F | 30 | $26.25 | D | 31,448 | D | |
| Common StockF4 | Mar 6, 2016 | F | 37 | $26.25 | D | 31,411 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #341.
- F2Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #283.
- F3Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #268.
- F4Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA) Award #238.