SEC Form 4 · accession 0001214659-16-010086
CALIFORNIA WATER SERVICE GROUP · CWT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Ferraro
Other
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 6,121 | $26.15 | A | 39,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $26.15 | Mar 3, 2016 | M | 22,500 | D | Mar 6, 2007 | Mar 6, 2017 | Common Stock | 6,121 | 38,127 | D |
| Stock Appreciation Right | $0.00 | Mar 3, 2016 | E | 5,000 | D | Jan 4, 2006 | Mar 2, 2016 | Common Stock | 0 | 33,127 | D |