SEC Form 4/A · accession 0001144204-15-002625
SHORE BANCSHARES INC · SHBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lloyd L Beatty Jr.
Officer — President / CEO · Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 16, 2015 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 7, 2015 | A | 4,720 | $0.00 | A | 51,387 | D | |
| Common Stock | holding | — | — | — | 855 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $9.175 | Jan 7, 2015 | A | 12,590 | A | — | Jan 7, 2025 | Common Stock | 12,590 | 12,590 | D |
Explanation of responses
- F1Restricted stock 50% vested on January 7, 2015 and 50% will vest on January 7, 2016
- F2Amount includes 55.548 shares acquired through Dividend Reinvestment Plan
- F350% of the options vested on January 7, 2015 and 50% vests on January 7, 2016