SEC Form 4 · accession 0001144204-15-001668
SHORE BANCSHARES INC · SHBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Stephen Rapp
Officer — CFO
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 8:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 7, 2015 | A | 2,043 | $0.00 | A | 8,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $9.175 | Jan 7, 2015 | A | 5,451 | A | — | Jan 7, 2025 | Common Stock | 5,451 | 5,451 | D |
Explanation of responses
- F1Restricted stock 50% vested on January 7, 2015 and 50% will vest on January 7, 2016
- F250% of the options vested on January 7, 2015 and 50% will vest on January 7, 2016