SEC Form 4 · accession 0001693092-19-000002
VALERO ENERGY CORP/TX · VLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary K. Simmons
Officer — SVP
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jan 24, 2019 | M | 1,614 | $0.00 | A | 114,616 | D | |
| Common Stock, $.01 par valueF1 | Jan 24, 2019 | F | 704 | $79.165 | D | 113,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | — | Jan 24, 2019 | M | 2,333 | D | Jan 24, 2019 | Jan 24, 2019 | Common Stock | 1,614 | 0 | D |
| Performance SharesF3 | — | Jan 24, 2019 | M | 3,030 | D | Jan 24, 2019 | Jan 24, 2020 | Common Stock | 0 | 3,030 | D |
| Performance SharesF4 | — | Jan 24, 2019 | M | 2,547 | D | Jan 24, 2019 | Jan 24, 2021 | Common Stock | 0 | 5,093 | D |
Explanation of responses
- F1The 113,912 amount does not include 9,807.928 shares indirectly held by the reporting person in a thrift plan.
- F2Settlement of previously awarded performance shares at 62.5% of base shares pursuant to the terms of a Performance Share Agreement.
- F3Settlement of previously awarded performance shares at 0% of base shares pursuant to the terms of a Performance Share Agreement.
- F4Settlement of previously awarded performance shares at 0% of base shares pursuant to the terms of a Performance Share Agreement.