SEC Form 4 · accession 0001693092-18-000002
VALERO ENERGY CORP/TX · VLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary K. Simmons
Officer — SVP
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jan 23, 2018 | M | 13,374 | $0.00 | A | 119,708 | D | |
| Common Stock, $.01 par value | Jan 23, 2018 | F | 5,313 | $98.685 | D | 114,395 | D | |
| Common Stock, $.01 par valueF1 | Jan 23, 2018 | D | 4,029 | $0.00 | D | 110,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | — | Jan 23, 2018 | M | 2,083 | D | Jan 23, 2018 | Jan 23, 2018 | Common Stock | 4,458 | 0 | D |
| Performance SharesF3 | — | Jan 23, 2018 | M | 2,333 | D | Jan 23, 2018 | Jan 23, 2019 | Common Stock | 3,930 | 2,333 | D |
| Performance SharesF3 | — | Jan 23, 2018 | M | 3,030 | D | Jan 23, 2018 | Jan 23, 2020 | Common Stock | 4,986 | 6,060 | D |
Explanation of responses
- F1The 110,366 amount does not include 9,492.767 shares indirectly owned by the reporting person in a thrift plan.
- F2Settlement of previously awarded performance shares at 200% of base shares pursuant to the terms of a Performance Share Agreement.
- F3Settlement of previously awarded performance shares at 160% of base shares pursuant to the terms of a Performance Share Agreement.