SEC Form 4 · accession 0001693092-17-000004
VALERO ENERGY CORP/TX · VLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary K. Simmons
Officer — SVP
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jan 26, 2017 | M | 4,086 | $0.00 | A | 97,961 | D | |
| Common Stock, $.01 par value | Jan 26, 2017 | M | 4,418 | $0.00 | A | 102,379 | D | |
| Common Stock, $.01 par value | Jan 26, 2017 | M | 3,625 | $0.00 | A | 106,004 | D | |
| Common Stock, $.01 par valueF1 | Jan 26, 2017 | F | 3,389 | $67.845 | D | 102,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | — | Jan 26, 2017 | M | 2,043 | D | Jan 26, 2017 | Jan 26, 2017 | Common Stock | 4,086 | 0 | D |
| Performance SharesF2 | — | Jan 26, 2017 | M | 2,083 | D | Jan 26, 2017 | Jan 26, 2018 | Common Stock | 4,418 | 2,083 | D |
| Performance SharesF3 | — | Jan 26, 2017 | M | 2,334 | D | Jan 26, 2017 | Jan 26, 2019 | Common Stock | 3,625 | 7,166 | D |
Explanation of responses
- F1The 102,615 amount does not include 9,077.954 shares indirectly owned by the reporting person in a thrift plan.
- F2Settlement of previously awarded performance shares at 200% of base shares.
- F3Settlement of previously awarded performance shares at 150% of base shares.