SEC Form 5 · accession 0001035002-15-000039
VALERO ENERGY CORP/TX · VLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Waters
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jun 23, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1,F2,F3 | Sep 19, 2014 | G | 2,940 | $0.00 | A | 2,940 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These securities (together with a number of securities of other issuers) are held in trust for the benefit of the reporting person's mother-in-law who does not share the reporting person's household. The reporting person's spouse succeeded to the role of trustee of the trust on September 19, 2014, following the resignation of the prior trustee.
- F2Neither the reporting person nor his spouse has a beneficial interest in the income or corpus of the trust - either during the term of the trust or as a remainderman following termination of the trust. Neither the reporting person nor his spouse has an opportunity to profit or share in any profit derived from a transaction in the subject securities. The reporting person does not have or share investment or voting control over the subject securities.
- F3The reporting person is filing this Form 5 to report the 2,940 shares held by the trust described in footnotes 1 and 2, above (to report attributed "indirect ownership"). In addition, as of December 31, 2014, the reporting person was the "direct" beneficial owner of 22,062 shares of the issuer's common stock,