SEC Form 4 · accession 0001209191-15-036395
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mats Wallin
Officer — CFO
Period of report
Apr 27, 2015
Accepted (ET)
Apr 27, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 5,534 | $72.95 | A | 12,042 | D | |
| Common StockF1,F2,F3 | Apr 27, 2015 | S | 5,534 | $121.34 | D | 6,508 | D | |
| Common Stock | Apr 27, 2015 | M | 5,348 | $94.87 | A | 11,856 | D | |
| Common StockF1,F2,F4 | Apr 27, 2015 | S | 5,348 | $121.15 | D | 6,508 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $72.95 | Apr 27, 2015 | M | 5,534 | D | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 5,534 | 0 | D |
| Stock OptionF5 | $94.87 | Apr 27, 2015 | M | 5,348 | D | Feb 19, 2015 | Feb 19, 2024 | Common Stock | 5,348 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 25, 2015.
- F2Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for such transaction is $121.21 to $121.46.
- F4The range of prices for such transaction is $121.00 to $121.36.
- F5The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.