SEC Form 4 · accession 0001209191-15-018086
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Carlson
Officer — President & CEO · Director
Period of report
Feb 22, 2015
Accepted (ET)
Feb 24, 2015 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2015 | M | 5,000 | $0.00 | A | 82,861 | D | |
| Common StockF2 | Feb 24, 2015 | S | 5,000 | $112.66 | D | 77,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F3 | — | Feb 22, 2015 | M | 5,000 | D | Feb 22, 2015 | Feb 22, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 5, 2014.
- F2Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $112.64 to $112.77.
- F3Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F4The restricted stock units were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.