SEC Form 4 · accession 0000899243-19-006782
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
James M Ringler
Director
David E Kepler
Director
Leif Johansson
Director
Xiaozhi Liu
Director
Franz-Josef Kortuem
Director
Thaddeus Senko
Director
Hasse Johansson
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 6:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Mar 7, 2019 | A | 5 | A | — | — | Common Stock | 5 | 623 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
- F2Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
- F3The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.