SEC Form 4 · accession 0000899243-19-004181
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Nellis
Officer — See Remarks
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 376 | $0.00 | A | 451 | D | |
| Common Stock | Feb 15, 2019 | F | 128 | $78.23 | D | 323 | D | |
| Common Stock | Feb 15, 2019 | M | 91 | $0.00 | A | 414 | D | |
| Common Stock | Feb 15, 2019 | F | 31 | $78.23 | D | 383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2,F4 | — | Feb 15, 2019 | M | 377 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 377 | 0 | D |
| Restricted Stock UnitF3,F2,F5 | — | Feb 15, 2019 | M | 92 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 92 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Feb 18, 2019 | A | 559 | A | Feb 18, 2022 | Feb 18, 2022 | Common Stock | 559 | 559 | D |
Explanation of responses
- F1Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
- F2Each RSU represents a contingent right to receive one share of ALV common stock.
- F3Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.
- F4The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.
- F5The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.
Remarks
Executive Vice President, Legal Affairs; General Counsel; Secretary