SEC Form 4 · accession 0000899243-19-003954
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Carlson
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 4,570 | $0.00 | A | 58,149 | D | |
| Common Stock | Feb 15, 2019 | M | 1,111 | $0.00 | A | 59,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2,F4 | — | Feb 15, 2019 | M | 4,570 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 4,570 | 0 | D |
| Restricted Stock UnitF3,F2,F4 | — | Feb 15, 2019 | M | 1,112 | D | Feb 15, 2019 | Feb 15, 2019 | Common Stock | 1,112 | 0 | D |
Explanation of responses
- F1Reflects performance shares that converted to restricted stock units (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
- F2Each RSU represents a contingent right to receive one share of ALV common stock.
- F3Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.
- F4The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.