SEC Form 4 · accession 0000899243-18-030501
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordi Lombarte
Officer — Chief Technology Officer
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 11:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Dec 6, 2018 | A | 2 | A | Feb 19, 2020 | Feb 19, 2020 | Common Stock | 2 | 311 | D |
| Restricted Stock UnitF4,F1,F3 | — | Dec 6, 2018 | A | 2 | A | Feb 19, 2020 | Feb 19, 2020 | Common Stock | 2 | 215 | D |
| Restricted Stock UnitF1,F5 | — | Dec 6, 2018 | A | 3 | A | Feb 13, 2021 | Feb 13, 2021 | Common Stock | 3 | 457 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
- F2Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
- F3The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
- F4Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
- F5The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.