SEC Form 4 · accession 0000899243-18-030492

AUTOLIV INC · ALV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 6, 2018

Accepted (ET)

Dec 10, 2018 · 11:37 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001034670

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F3	—	Dec 6, 2018	A	12	A	—	—	Common Stock	12	1,621	D
Restricted Stock Unit^F1,F4	—	Dec 6, 2018	A	25	A	Feb 19, 2020	Feb 19, 2020	Common Stock	25	3,428	D
Restricted Stock Unit^F5,F1,F4	—	Dec 6, 2018	A	18	A	Feb 19, 2020	Feb 19, 2020	Common Stock	18	2,365	D
Restricted Stock Unit^F1,F6	—	Dec 6, 2018	A	39	A	Feb 13, 2021	Feb 13, 2021	Common Stock	39	5,237	D

F1Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.
F4The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
F5Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
F6The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.