SEC Form 4 · accession 0000899243-18-024112
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Carlson
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F4 | — | Sep 6, 2018 | A | 12 | A | — | — | Common Stock | 12 | 1,609 | D |
| Restricted Stock UnitF1,F6 | — | Sep 6, 2018 | A | 24 | A | Feb 19, 2020 | Feb 19, 2020 | Common Stock | 24 | 3,402 | D |
| Restricted Stock UnitF7,F1,F6 | — | Sep 6, 2018 | A | 17 | A | Feb 19, 2020 | Feb 19, 2020 | Common Stock | 17 | 2,348 | D |
| Restricted Stock UnitF1,F10 | — | Sep 6, 2018 | A | 37 | A | Feb 13, 2021 | Feb 13, 2021 | Common Stock | 37 | 5,198 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
- F10The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.
- F2Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on July 2, 2018.
- F3Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
- F4The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.
- F5Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.
- F6The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
- F7Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
- F8Dividend equivalent rights accrued in the form of additional RSUs.
- F9Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.