SEC Form 4 · accession 0000899243-18-019239
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jan Carlson
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jul 2, 2018 | A | 1,477 | A | — | — | Common Stock | 1,477 | 1,477 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F2Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service, prorated for 10 months.
- F3The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.