SEC Form 4 · accession 0000899243-18-012326
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franz-Josef Kortuem
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | M | 1,178 | $0.00 | A | 3,225 | D | |
| Common Stock | May 8, 2018 | F | 34 | $139.35 | D | 3,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | May 8, 2018 | M | 1,178 | D | May 8, 2018 | May 8, 2018 | Common Stock | 1,178 | 0 | D |
| Restricted Stock UnitF2,F4 | — | May 8, 2018 | A | 861 | A | — | — | Common Stock | 861 | 861 | D |
Explanation of responses
- F1Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.
- F2Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F3Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service.
- F4The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.