SEC Form 4 · accession 0000899243-18-004595
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Svante Mogefors
Officer — See Remarks
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 423 | $0.00 | A | 10,954 | D | |
| Common Stock | Feb 16, 2018 | M | 1,139 | $0.00 | A | 12,093 | D | |
| Common Stock | Feb 20, 2018 | S | 423 | $143.30 | D | 11,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 15, 2018 | M | 423 | D | — | — | Common Stock | 423 | 423 | D |
| Restricted Stock UnitF2 | — | Feb 16, 2018 | M | 1,139 | D | Feb 16, 2018 | Feb 16, 2018 | Common Stock | 1,139 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 3, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F3The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.
Remarks
Group VP, Quality and Manufacturing