SEC Form 4 · accession 0000899243-18-004593
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Fredin
Officer — See Remarks
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 591 | $0.00 | A | 5,828 | D | |
| Common Stock | Feb 15, 2018 | F | 187 | $146.45 | D | 5,641 | D | |
| Common Stock | Feb 16, 2018 | M | 1,590 | $0.00 | A | 7,231 | D | |
| Common Stock | Feb 16, 2018 | F | 453 | $145.81 | D | 6,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 15, 2018 | M | 591 | D | — | — | Common Stock | 591 | 591 | D |
| Restricted Stock UnitF1 | — | Feb 16, 2018 | M | 1,590 | D | Feb 16, 2018 | Feb 16, 2018 | Common Stock | 1,590 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F2The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.
Remarks
Chief Technology Officer and Group VP, Business Development