SEC Form 4 · accession 0000899243-18-004588
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Patrick
Officer — Vice President, Compliance
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 126 | $0.00 | A | 126 | D | |
| Common Stock | Feb 15, 2018 | F | 43 | $146.45 | D | 83 | D | |
| Common Stock | Feb 16, 2018 | M | 240 | $0.00 | A | 323 | D | |
| Common Stock | Feb 16, 2018 | F | 82 | $145.81 | D | 241 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 15, 2018 | M | 126 | D | — | — | Common Stock | 126 | 126 | D |
| Restricted Stock UnitF1 | — | Feb 16, 2018 | M | 240 | D | Feb 16, 2018 | Feb 16, 2018 | Common Stock | 240 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F2The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.